Rui Hu
Investment adviser representative at HSBC Securities (USA) Inc.
14 yearsExperience
15 statesRegistered in
ChFC®Designation
$3.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
14 years in the industry.
- HSBC Securities (USA) Inc.Nov 2025 to now
- HSBC Bank USA, N.A.Nov 2025 to now
- MML Investors Services LLCApr 2021 to Nov 2025
- Massmutual Life Insurance CompanyAug 2017 to Nov 2025
- Beyond Connection IncJun 2012 to Aug 2017
Designations
- ChFC®
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 15 states (AZ, CA, IL, IN, MA, MD, MI, NC, NJ, NV, NY, PA, TX, UT, WA).
HSBC Securities (USA) Inc.
$3.8BAssets managed
12,108Clients
373Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7366787
- Firm CRD
- 19585