Christopher D Williams
Investment adviser representative at LPL Financial LLC
13 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Financial LLCJun 2024 to now
- Owlfi Ria LLCJan 2024 to Apr 2024
- Nylife Securities LLCAug 2022 to Jan 2024
- New York Life Insurance CompanyMay 2021 to Jan 2024
- UberFeb 2021 to May 2021
- Windfield Real EstateJul 2020 to Feb 2021
- Woldwide ExpressJan 2020 to Jul 2020
- SchoolJan 2011 to Jan 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 2 states (KS, MO).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7366275
- Firm CRD
- 6413