Thomas Alexander Strouse
Investment adviser representative at Principal Securities, Inc.
10 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Principal Advised ServicesOct 2023 to now
- Principal Life InsuranceOct 2023 to now
- Principal Securities, Inc.Mar 2022 to now
- Associate StaffingDec 2021 to Oct 2023
- Northwestern MutualMay 2021 to Nov 2021
- UnccAug 2019 to Jun 2021
- Logan's RoadhouseOct 2016 to May 2021
- CpccAug 2016 to May 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (OH).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7365827
- Firm CRD
- 1137