Stephen Yun
Investment adviser representative at LPL Financial LLC
10 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- Ascend Federal CuMay 2024 to now
- LPL Financial LLCMay 2024 to now
- Bank of America N.A.Aug 2023 to Apr 2024
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2023 to Apr 2024
- UBS Financial Services Inc.Jan 2023 to Jun 2023
- UnemployedAug 2022 to Dec 2022
- Capital Financial GroupNov 2021 to Jul 2022
- Massmutual Life Insurance CompanyApr 2021 to Jul 2022
- MML Investors Services, LLCApr 2021 to Jul 2022
- Muse Modern MarketingJun 2020 to May 2021
- Self EmployedJan 2020 to Nov 2021
- Ihs MarkitMar 2018 to Dec 2019
- UnemployedAug 2017 to Mar 2018
- InformaMar 2017 to Aug 2017
- Onsite WorkshopsFeb 2016 to Mar 2017
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (TN, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7365014
- Firm CRD
- 6413