Dharma Ann Westphal
Investment adviser representative at Primerica Advisors
21 yearsExperience
1 stateRegistered in
$15.5BFirm assets
15 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
21 years in the industry.
- Pfs Investments Inc.Aug 2023 to now
- Primerica Financial ServicesMay 2020 to now
- Santa Rosa Junior CollegeAug 2018 to now
- Pfs Investments Inc.May 2021 to Sep 2022
- The Dance CenterJun 2019 to Aug 2019
- Ciel Du Mel, LLCMay 2019 to Mar 2020
- O'malley Wilson Westphal, Inc.Feb 2019 to Jan 2020
- Summerfield Waldorf School and FarmSep 2018 to Jun 2019
- Summerfield Waldorf School and FarmJan 2005 to Jun 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 1 state (CA).
Primerica Advisors
Legal name: Pfs Investments Inc.
$15.5BAssets managed
67,816Clients
4,004Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7364321
- Firm CRD
- 10111