Henry Chan
Investment adviser representative at Charles Schwab & Co., Inc.
10 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
10 years in the industry.
- Charles Schwab & Co., Inc.Jun 2025 to now
- Charles Schwab Bank, SsbJun 2025 to now
- J.P. Morgan Securities LLCJul 2022 to Jun 2025
- JPMorgan Chase Bank, N.A.Jul 2022 to Jun 2025
- Fidelity InvestmentsDec 2021 to Jul 2022
- Northern TrustAug 2021 to Dec 2021
- UnemployedOct 2020 to Aug 2021
- Lettuce Entertain You- Sushi SanOct 2017 to Sep 2020
- Juno SushiMar 2017 to Sep 2017
- Musashino Sushi DokoroApr 2016 to Apr 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (IL).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7364171
- Firm CRD
- 5393