Shiping Zhu
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of America, N.A.Aug 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2026 to now
- The Vanguard Group, Inc.Apr 2021 to Jul 2026
- Convey Health SolutionsDec 2020 to Apr 2021
- Joyin IncNov 2020 to Nov 2020
- Westminster VillageAug 2020 to Apr 2021
- Advantage Sales & Marketing LLCJul 2020 to Jul 2020
- Club Demonstration Services, CdsJul 2020 to Jul 2020
- UnemployedMay 2019 to Jul 2020
- E-tong E-commerce Shanghai Co., LtdAug 2015 to May 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (CA).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7363842
- Firm CRD
- 7691