Jake B Dowd
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of America, N.A.Nov 2023 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2023 to now
- Commonwealth Financial NetworkAug 2021 to Jul 2023
- Cig Private Wealth ManagementMar 2021 to Jul 2023
- Full Coverage IncAug 2020 to Jul 2023
- Not EmployedJan 2019 to Jul 2020
- Luxe FitnessAug 2017 to Jan 2019
- Rosedale Farm and VineyardMay 2017 to Jun 2018
- Feng Asian BistroMay 2017 to Aug 2017
- University of Rhode IslandSep 2016 to May 2020
- Westminster Private SchoolAug 2015 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (CT, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7362350
- Firm CRD
- 7691