Tristan Ouray Smith
Investment adviser representative at Bauer Wealth Management Inc.
10 yearsExperience
2 statesRegistered in
$205.9MFirm assets
4 yearsFirm in business
Are you Tristan Ouray Smith? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Bauer Wealth Management Inc.Jul 2024 to now
- Fidelity InvestmentsMar 2021 to May 2024
- Bauer Wealth ManagementMar 2019 to Dec 2020
- Royal FloorsJan 2018 to Feb 2019
- Bad Daddy's Burger BarAug 2016 to Dec 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (CO, TX).
Bauer Wealth Management Inc.
$205.9MAssets managed
162Clients
4Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7361738
- Firm CRD
- 152977