Giao Pham
Investment adviser representative at LPL Enterprise, LLC
32 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
Are you Giao Pham? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
32 years in the industry.
- LPL Enterprise, LLCNov 2024 to now
- Prudential Insurance Company of AmericaJun 2021 to now
- Pruco Securities, LLC.Apr 2021 to Nov 2024
- Self Employed - Part Time - Insurance Agent, Real Estate AgentMay 2013 to Apr 2021
- Vacation Publications/vacations To GoAug 1994 to Mar 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 1 state (TX).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7361550
- Firm CRD
- 8733