James A. Matthews
Investment adviser representative at Osaic Institutions, Inc.
11 yearsExperience
1 stateRegistered in
$6.5BFirm assets
19 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Osaic Institutions, inc.Nov 2025 to now
- Matthews, IncJun 2015 to now
- Cetera AdvisorsMar 2024 to Nov 2025
- Cetera Investment Advisers LLCMar 2024 to Nov 2025
- J.P. Morgan Securities LLCOct 2022 to Feb 2024
- JPMorgan Chase Bank, N.A.Oct 2022 to Feb 2024
- Morgan StanleyApr 2021 to Feb 2022
- Harper & PearsonJan 2020 to Apr 2020
- UpsJul 2016 to Sep 2017
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (TX).
Osaic Institutions, Inc.
$6.5BAssets managed
16,312Clients
537Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7361225
- Firm CRD
- 35371