Lauren Estelle Roecker
Investment adviser representative at Cain, Watters & Associates, LLC
13 yearsExperience
1 stateRegistered in
$5BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- Cain, Watters & Associates, LLCJan 2026 to now
- Cain, Watters & Associates, LLCJun 2020 to Dec 2025
- PricewaterousecoopersSep 2018 to Jul 2020
- UnemployedJun 2018 to Sep 2018
- PricewaterhousecoopersJan 2017 to Mar 2017
- Full-time EducationAug 2013 to Jun 2018
Exams passed
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (TX).
Cain, Watters & Associates, LLC
$5BAssets managed
3,397Clients
74Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7360765
- Firm CRD
- 111521