Tyler J Griffin
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2023 to now
- UnemployedDec 2022 to Apr 2023
- Equitable AdvisorsMay 2021 to Nov 2022
- UnemployedDec 2020 to Apr 2021
- Red LobsterSep 2019 to Dec 2020
- Hill Country Restaurants incJul 2019 to Aug 2019
- Splash Kings LLCMay 2019 to Jun 2019
- Fossil Stores incJul 2018 to Oct 2018
- Texas State UniversityAug 2016 to Dec 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7358177
- Firm CRD
- 7691