Carl Fancy
Investment adviser representative at Northwestern Mutual Investment Services,LLC
15 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Experience
15 years in the industry.
- Mary ThagardOct 2025 to now
- Northwestern Mutual Wealth Management CompanyNov 2021 to now
- Northwestern Mutual Investment Services, LLCMay 2021 to now
- Steven ThagardMay 2021 to now
- UnemployedFeb 2021 to May 2021
- Liberty MutualJun 2020 to Feb 2021
- Fathers and Sons VwJun 2018 to Jun 2020
- Six Flags New EnglandMay 2011 to Sep 2019
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (FL).
Northwestern Mutual Investment Services,LLC
Legal name: Northwestern Mutual Investment Services, LLC
$0Assets managed
1Clients
2,130Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7357646
- Firm CRD
- 2881