William Thomas Allen
Investment adviser representative at Vanguard Advisers, Inc.
9 yearsExperience
1 stateRegistered in
$344.6BFirm assets
31 yearsFirm in business
Are you William Thomas Allen? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
9 years in the industry.
- Vanguard Advisers, Inc.Nov 2023 to now
- Vanguard Marketing CorporationMay 2022 to now
- The Vanguard Group, Inc.Dec 2021 to now
- Self-employedApr 2019 to now
- TIAAApr 2021 to Dec 2021
- TIAA-CREF Individual & Institutional Services, LLCApr 2021 to Dec 2021
- UnemployedNov 2018 to Apr 2019
- Photoshoot 24/7Jun 2016 to Nov 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (TX).
Vanguard Advisers, Inc.
$344.6BAssets managed
791,528Clients
2,464Advisers
31 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7357591
- Firm CRD
- 106715