Alfred Justin Lopez
Investment adviser representative at 49 Financial
14 yearsExperience
1 stateRegistered in
$1.4BFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
14 years in the industry.
- Oakwood Capital Securities, Inc.Jul 2024 to now
- 49 FinancialApr 2024 to now
- 49 Wealth ManagementOct 2019 to now
- Purshe Kaplan Sterling InvestmentDec 2023 to Jan 2024
- AXAJan 2019 to Oct 2019
- Austin StoneJan 2012 to Dec 2018
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (TX).
49 Financial
Legal name: 49 Wealth Management, LLC
$1.4BAssets managed
3,839Clients
141Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7357500
- Firm CRD
- 319484