Brendan Haggard
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America, N.A.Jan 2023 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2022 to now
- Guardian Life Insurance CompanyAug 2022 to Nov 2022
- Park Avenue SecuritiesJan 2022 to Nov 2022
- Pietsch Financial GroupAug 2021 to Nov 2022
- Northwestern MutualMay 2021 to Jul 2021
- Governors State UniversityAug 2018 to May 2021
- Southern Illinois UniversityAug 2017 to May 2018
- Brickstone BreweryJan 2017 to May 2021
- Bourbonnais Park DistrictOct 2016 to Jan 2017
- Kankakee Community CollegeAug 2016 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7357155
- Firm CRD
- 7691