Alicia M Pfiffner
Investment adviser representative at Morgan Stanley
14 yearsExperience
2 statesRegistered in
$2TFirm assets
17 yearsFirm in business
Are you Alicia M Pfiffner? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Morgan Stanley Private Bank, N.ASep 2025 to now
- Morgan StanleyJun 2022 to now
- Morgan StanleyJun 2021 to Aug 2021
- AldiJun 2020 to May 2022
- Marathon County Parks, Recreation, and ForestryMay 2019 to Jan 2021
- St. Norbert CollegeAug 2018 to Dec 2020
- Pfiffner Chain Vacations, LLC.May 2018 to Jul 2022
- EducationJan 2012 to May 2022
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (TX, WI).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7357133
- Firm CRD
- 149777