Richard James Ruggieri
Investment adviser representative at Navy Federal Investment Services, LLC
13 yearsExperience
7 statesRegistered in
$2.1BFirm assets
19 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- Navy Federal Investment Services, LLCJul 2023 to now
- Navy Federal Financial Group, LLCJul 2023 to now
- LPL Financial, LLCOct 2022 to Jul 2023
- Thrivent Investment Management IncApr 2021 to Oct 2022
- Thrivent FinancialApr 2021 to Sep 2022
- NoneJan 2021 to Apr 2021
- Mainzer RuderOct 2020 to Dec 2020
- Trinity College DublinJul 2017 to Sep 2020
- University of TulsaSep 2013 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 7 states (AK, CA, HI, ID, MT, OR, WA).
Navy Federal Investment Services, LLC
$2.1BAssets managed
7,424Clients
160Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7357073
- Firm CRD
- 138459