Daphne Chan
Investment adviser representative at J.P. Morgan Securities LLC
11 yearsExperience
1 stateRegistered in
$429.7BFirm assets
61 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- J.P. Morgan Securities LLCAug 2026 to now
- JPMorgan Chase Bank, N.A.Aug 2026 to now
- Bank of Amierca/merrill LynchMar 2026 to Aug 2026
- J.P. Morgan Securities LLCOct 2023 to Feb 2026
- JPMorgan Chase Bank, N.A.Oct 2023 to Feb 2026
- UnemployedAug 2023 to Oct 2023
- Futu Inc/moomoo Financial IncMar 2021 to Jul 2023
- UnemployedNov 2020 to Mar 2021
- Standard Chartered/hong Kong BankJan 2019 to Oct 2020
- Chung Luen PropertiesNov 2017 to Jan 2019
- UnemployedAug 2017 to Oct 2017
- Traveljigsaw/rental CarsSep 2015 to Jul 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (CA).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7355931
- Firm CRD
- 79