Aaron Nathaniel Emory
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
Contact this advisor
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
10 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- First Citizens Investor Services, Inc.Sep 2025 to now
- Wells Fargo Bank, NAJun 2024 to Sep 2025
- Wells Fargo Clearing Services, LLCJun 2024 to Sep 2025
- First Citizens BankSep 2021 to Jun 2024
- First Citizens Investor ServicesSep 2021 to Jun 2024
- W&S BrokerageMar 2021 to Sep 2021
- Western and Southern LifeFeb 2021 to Sep 2021
- Elmcroft of ShelbyJan 2020 to Jan 2021
- UnemployedMay 2019 to Dec 2019
- WestrockJan 2018 to Apr 2019
- Rutherford Golf ClubMay 2017 to Dec 2017
- UnemployedNov 2016 to Apr 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (NC).
First Citizens Investor Services, Inc.
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 7354583
- 44430