Penny Dyan Schmidt
Investment adviser representative at Apella Wealth
24 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$11.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
24 years in the industry.
- Apella WealthJun 2025 to now
- Step Up With Penny LLCDec 2017 to now
- Iron Horse Wealth ManagementJul 2021 to Nov 2025
- Country Capital Management CompanyFeb 2021 to Jul 2021
- Country Trust BankFeb 2021 to Jul 2021
- Country Insurance AffiliatesMay 2020 to Jul 2021
- Premier Designs JewelrySep 2002 to Sep 2019
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 2 states (CT, IA).
Apella Wealth
Legal name: Apella Capital, LLC
$11.1BAssets managed
8,503Clients
101Advisers
12 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7336547
- Firm CRD
- 171106