Alex William Rootes
Investment adviser representative at Efs Advisors
14 yearsExperience
7 statesRegistered in
$2.4BFirm assets
22 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourly
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Advanced Advisor Group LLCJan 2021 to now
- Efs AdvisorsJan 2021 to now
- UnemployedJul 2020 to Dec 2020
- Castle Elementary SchoolAug 2019 to Jun 2020
- Meadow Lake ElementaryAug 2018 to Jun 2019
- Stride AcademyJul 2017 to Jun 2018
- Teachers On CallJan 2017 to Jun 2017
- Skyhawks Starts AcademyJun 2015 to Jan 2017
- St Cloud State UniversityAug 2012 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 7 states (AZ, KY, MI, MN, ND, SD, WI).
Efs Advisors
Legal name: Efs Advisors LLC
$2.4BAssets managed
21,701Clients
38Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7333411
- Firm CRD
- 115211