Charles Harry Kayl
Investment adviser representative at UBS Financial Services Inc.
13 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
Are you Charles Harry Kayl? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- UBS Financial Services Inc.Mar 2026 to now
- Wells Fargo Bank, NADec 2024 to Jan 2026
- Wells Fargo Clearing Services, LLCDec 2024 to Jan 2026
- U.S. Bancorp Investments, Inc.Oct 2024 to Dec 2024
- U.S BankSep 2024 to Dec 2024
- Wells Fargo Bank, NANov 2023 to Sep 2024
- Wells Fargo Clearing Services, LLCNov 2023 to Sep 2024
- JP Morgan Chase Bank, N.A.Dec 2022 to Oct 2023
- JP Morgan Securities, LLCDec 2022 to Oct 2023
- Wells Fargo Clearing Services, LLCJun 2022 to Dec 2022
- Wells Fargo NAJun 2022 to Dec 2022
- United States Marine Corps ReserveOct 2021 to Dec 2025
- U.S. BankAug 2021 to Jun 2022
- University of MarylandJan 2016 to Jul 2022
- United States Marine CorpsSep 2013 to Sep 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (CA).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7333151
- Firm CRD
- 8174