Corey P Behm
Investment adviser representative at UBS Financial Services Inc.
10 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- UBS Financial Services Inc.Jun 2025 to now
- Raymond JamesJul 2023 to Jun 2025
- E*trade Securities, LLCOct 2022 to Jun 2023
- Morgan StanleyFeb 2021 to Jun 2023
- UnemployedApr 2020 to Feb 2021
- The Ohio State UniversityApr 2019 to Apr 2020
- UnemployedAug 2018 to Apr 2019
- Home City IceMar 2018 to Aug 2018
- UnemployedJun 2017 to Mar 2018
- The Ohio State UnivesityOct 2016 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (NY).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7332634
- Firm CRD
- 8174