Lisa Joy Vaughn
Investment adviser representative at Raymond James (USA) Ltd
10 yearsExperience
1 stateRegistered in
$2BFirm assets
15 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Raymond James (USA) Ltd.Oct 2025 to now
- Raymond James Ltd.Oct 2025 to now
- UnemployedAug 2025 to Oct 2025
- Fidelity InvestmentsJan 2021 to Aug 2025
- UnemployedJan 2020 to Dec 2020
- Flathead Lake LodgeMay 2018 to Sep 2018
- The Glencoe ClubOct 2017 to Dec 2019
- Flathead Lake LodgeMay 2017 to Sep 2017
- Pacekids ProgrammingSep 2016 to Apr 2017
- Mount Royal UniversitySep 2015 to Dec 2019
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (CA).
Raymond James (USA) Ltd
$2BAssets managed
4,864Clients
122Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7332344
- Firm CRD
- 25853