Cole Powers
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
12 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Bank of America, N.A.May 2021 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2021 to now
- UnemployedNov 2020 to Jan 2021
- USA Adventures of Arizona d/b/a Psp of ScottsdaleJan 2020 to Nov 2020
- Dmb Sports ClubsNov 2019 to Jan 2020
- Total Quality LogisticsMar 2019 to Nov 2019
- Pro Em Party & Event RentalsFeb 2019 to Mar 2019
- Dmb Sports ClubsSep 2018 to Jan 2019
- Resa WearablesJul 2018 to Sep 2018
- UnemployedMay 2018 to Jul 2018
- University of ArizonaAug 2014 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7331955
- Firm CRD
- 7691