Stephen Reed Davis
Investment adviser representative at 49 Financial
9 yearsExperience
1 stateRegistered in
$1.4BFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
9 years in the industry.
- 49 FinancialJan 2023 to now
- 49 Wealth Management LLCJan 2023 to now
- Oakwood Capital Securities, Inc.Aug 2024 to Dec 2024
- Purshe Kaplan Sterling InvestmentsFeb 2021 to Jan 2024
- Tan d/b/a 49 FinancialJan 2021 to Dec 2022
- UnemployedApr 2020 to Jan 2021
- NerisAug 2016 to Apr 2020
- Consulting for ArchitechsMar 2015 to Dec 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 1 state (TX).
49 Financial
Legal name: 49 Wealth Management, LLC
$1.4BAssets managed
3,839Clients
141Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7331636
- Firm CRD
- 319484