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Asa Hodrick

Investment adviser representative at Northwestern Mutual Investment Services,LLC
13 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Fixed or flat feeOther

Experience

13 years in the industry.

  1. Northwestern Mutual Wealth Management CompanyMay 2024 to now
  2. Northwestern Mutual Investment Services, LLCMar 2024 to now
  3. Northwestern Mutual Life Insurance CompanyMar 2024 to now
  4. The Affinity GroupJul 2023 to Jan 2024
  5. North Pointe FinancialAug 2022 to Feb 2023
  6. Georgia PacificJun 2021 to Jul 2021
  7. Northwestern Mutual CantonFeb 2021 to May 2022
  8. AmazonJul 2020 to Jun 2022
  9. SubwayMay 2020 to Jun 2020
  10. StudentAug 2018 to May 2023
  11. StudentJan 2013 to May 2018

Exams passed

  • Series 65 · Uniform Investment Adviser Law2023
  • Series 63 · Uniform Securities Agent State Law2024

State registrations

Registered as an investment adviser representative in 1 state (OH).

Northwestern Mutual Investment Services,LLC

Legal name: Northwestern Mutual Investment Services, LLC

$0Assets managed
1Clients
2,130Advisers
54 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7331485
Firm CRD
2881
Advisor's SEC record (opens in a new tab)
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