James Stewart Staats
Investment adviser representative at Summit Global Investments, LLC
20 yearsExperience
4 statesRegistered in
$2.3BFirm assets
14 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
20 years in the industry.
- Summit Global Investments, LLCOct 2023 to now
- Mass Mutual Employee BenefitsFeb 2018 to now
- TascJan 2018 to now
- Transamerica Employee BenefitsMay 2017 to now
- AllyhealthJan 2013 to now
- Aflac NYJul 2006 to now
- Transamerica Financial Advisors, IncJan 2021 to Oct 2023
- World Financial Group, Inc.Aug 2020 to Oct 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 4 states (CA, CT, NY, TX).
Summit Global Investments, LLC
$2.3BAssets managed
7,475Clients
101Advisers
14 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7331403
- Firm CRD
- 157091