Kathryn A Prestwood
Investment adviser representative at Penney Financial
10 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$303.5MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Penney FinancialJan 2019 to now
- Heart and Soul Tea RoomSep 2018 to Dec 2018
- Rmb CapitalJun 2018 to Aug 2018
- Heart and Soul Tea RoomDec 2017 to May 2018
- Pine CoveMay 2017 to Sep 2017
- Live Oak ChurchSep 2016 to May 2017
Designations
- CFP® certification
Exams passed
No exams in this record.
State registrations
Registered as an investment adviser representative in 2 states (LA, TX).
Penney Financial
Legal name: Penney Financial, LLC
$303.5MAssets managed
110Clients
4Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7331191
- Firm CRD
- 282084