Kevin Rooplall
Investment adviser representative at Osaic Wealth, Inc.
13 yearsExperience
3 statesRegistered in
CFADesignation
$234.9BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Osaic Wealth, Inc.Sep 2023 to now
- Sagepoint Financial, Inc.Sep 2021 to Sep 2023
- LPL Financial LLCFeb 2021 to Sep 2021
- Cml Wealth Management, LLCJan 2021 to Sep 2021
- Payden & RygelJan 2013 to Jan 2021
Designations
- CFA
Exams passed
- Series 65 · Uniform Investment Adviser Law2021
- Series 63 · Uniform Securities Agent State Law2021
State registrations
Registered as an investment adviser representative in 3 states (CA, FL, TX).
Osaic Wealth, Inc.
$234.9BAssets managed
575,512Clients
7,792Advisers
29 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7331076
- Firm CRD
- 23131