Charles Joseph Stratton
Investment adviser representative at Commonwealth Financial Network
10 yearsExperience
1 stateRegistered in
$212.7BFirm assets
34 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Commonwealth Financial NetworkAug 2024 to now
- Larson, Potter, Stratton & Cote FinancialAug 2024 to now
- UBS Financial ServicesJun 2023 to Aug 2024
- UBS Financial Services IncJun 2022 to Aug 2022
- Commonwealth Financial NetworkJan 2021 to Sep 2021
- University of Massachusetts AmherstAug 2019 to May 2023
- Haddad LandscapingApr 2018 to Sep 2018
- Saint Johns High SchoolSep 2016 to Jun 2019
- The Haven Country ClubJun 2016 to Aug 2017
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (MA).
Commonwealth Financial Network
Legal name: Commonwealth Equity Services, LLC
$212.7BAssets managed
360,488Clients
2,700Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7331068
- Firm CRD
- 8032