Ethan Jeffery Locker
Investment adviser representative at LPL Financial LLC
15 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
15 years in the industry.
- LPL Financial LLCAug 2026 to now
- UnemployedMay 2026 to Aug 2026
- Equitable Distributors, LLCOct 2021 to May 2026
- Avante PartnersMay 2021 to Aug 2021
- Admera HealthApr 2019 to Jul 2019
- Branchburg Golf RangeJun 2018 to Aug 2018
- Beacon Financial Group (winter Breaks)Dec 2017 to Nov 2020
- York College of Pa (summers Employed)Aug 2017 to May 2021
- Alfie's RestaurantJun 2017 to Aug 2017
- Bridgewater Middle School, Bridgewater High School (summers Ue)Sep 2011 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (NJ).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7329833
- Firm CRD
- 6413