Phillip Francis Pratt
Investment adviser representative at Charles Schwab & Co., Inc.
13 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
13 years in the industry.
- Charles Schwab & Co., Inc.Jun 2025 to now
- Charles Schwab BankJun 2025 to now
- Northwestern Mutual Investment ServicesDec 2021 to Jun 2025
- Northwestern Mutual - the Grogan GroupMar 2021 to Dec 2021
- HomemakerOct 2020 to Mar 2021
- ScheelsFeb 2019 to Oct 2020
- HomemakerNov 2018 to Feb 2019
- Kilwins MadisonFeb 2018 to Oct 2018
- Fight Prime Training CenterOct 2017 to Feb 2018
- Wisconsin State Assembly, Rep. Rob HuttonJan 2013 to Oct 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (WI).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7329687
- Firm CRD
- 5393