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Joseph Carroll Thomas

Investment adviser representative at MML Investors Services, LLC
10 yearsExperience
3 statesRegistered in
$115.6BFirm assets
33 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

10 years in the industry.

  1. MML Investors Services, LLCApr 2022 to now
  2. Massmutual Life Insurance CoJun 2021 to now
  3. MurrysFeb 2020 to Jan 2021
  4. City of KirksvilleMay 2017 to Aug 2019
  5. University of MissouriAug 2016 to May 2021

Exams passed

  • Series 66 · Uniform Combined State Law2022

State registrations

Registered as an investment adviser representative in 3 states (KS, MO, TX).

MML Investors Services, LLC

$115.6BAssets managed
454,836Clients
5,087Advisers
33 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7329506
Firm CRD
10409
Advisor's SEC record (opens in a new tab)
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