David James Vartanian
Investment adviser representative at Principal Securities, Inc.
10 yearsExperience
2 statesRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Central Valley Strategic Wealth ManagementJun 2024 to now
- Principal Securities, Inc.Jan 2021 to now
- Principal Life Insurance CompanyJan 2021 to Mar 2024
- New York YankeesJan 2020 to Jan 2021
- Texas RangersFeb 2018 to Jan 2020
- Dinuba Unified School DistrictOct 2017 to Jan 2020
- Visalia Unified School DistrictOct 2017 to Jan 2020
- Boston Red SoxFeb 2017 to Oct 2017
- Enterprise Rent A CarJun 2016 to Feb 2017
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7329459
- Firm CRD
- 1137