Ishan Modi
Investment adviser representative at UBS Financial Services Inc.
9 yearsExperience
4 statesRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
9 years in the industry.
- UBS Financial Services Inc.Sep 2022 to now
- The Pennsylvania State UniversityAug 2017 to now
- Solomon PageJul 2022 to Sep 2022
- LPL Financial, LLCJan 2021 to May 2022
- Stratos Wealth Partners, LtdJan 2021 to May 2022
- Penn State Global ProgramsAug 2020 to May 2021
- Abi Investments, LLCJul 2020 to Dec 2020
- Thames Estaury PartnershipMay 2019 to Aug 2019
- Navrachana International School Vadodara (nisv)Jul 2013 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 4 states (GA, MI, OH, PA).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7329398
- Firm CRD
- 8174