Ne'quan Williams
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
14 yearsExperience
3 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Bank of America N.A.Mar 2023 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2022 to now
- Wells Fargo Clearing Services LLCAug 2021 to Oct 2022
- UnemployedApr 2021 to Aug 2021
- The Vanguard Group, Inc.Jan 2021 to Apr 2021
- Wells FargoJul 2019 to Dec 2020
- Dick's Sporting GoodsFeb 2019 to Sep 2019
- UnemployedJan 2019 to Feb 2019
- Myrtle Beach Sports CenterJan 2015 to Jan 2019
- Coastal Carolina UniversityAug 2012 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 3 states (GA, NC, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7329147
- Firm CRD
- 7691