James Christopher Ferguson
Investment adviser representative at Morgan Stanley
14 yearsExperience
2 statesRegistered in
$2TFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Morgan Stanley Private Bank, N.ANov 2024 to now
- Morgan StanleyJun 2024 to now
- The Houndstooth Sports BarJan 2024 to May 2024
- The University of AlabamaJan 2024 to May 2024
- N/aSep 2023 to Dec 2023
- Nxt CapitalJun 2023 to Aug 2023
- N/aSep 2022 to Apr 2023
- Morgan StanleyMay 2022 to Aug 2022
- University of AlabamaAug 2021 to Apr 2022
- Gibsons Restaurant GroupJun 2021 to Aug 2021
- Morgan StanleyAug 2020 to Jul 2021
- Centennial Park Aquatic CenterMar 2018 to Aug 2020
- N/aMay 2012 to Feb 2018
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7327653
- Firm CRD
- 149777