James Breck Hopkins
Investment adviser representative at Cetera Investment Advisers LLC
15 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- Cetera Investment Advisers LLCSep 2025 to now
- Cetera Wealth Services, LLCSep 2025 to now
- The Ascension Group LLCApr 2021 to now
- Landmark Financial, LLCJan 2021 to now
- Avantax Insurance Agency And/or Avantax Insurance ServicesAug 2023 to Sep 2025
- Avantax Advisory ServicesNov 2021 to Sep 2025
- Avantax Investment Services Inc.Nov 2021 to Sep 2025
- Twin Summit, LLCAug 2020 to Dec 2020
- Kmac EnterprisesApr 2020 to Nov 2020
- Landlord Liquidators LLCMay 2019 to Dec 2020
- StudentNov 2011 to May 2021
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (AR).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7326776
- Firm CRD
- 105644