Blake James Bauer
Investment adviser representative at RBC Capital Markets, LLC
13 yearsExperience
2 statesRegistered in
$310.4BFirm assets
49 yearsFirm in business
Are you Blake James Bauer? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- RBC Capital Markets, LLCFeb 2022 to now
- Hays SolutionsAug 2021 to Feb 2022
- Northwestern MutualJan 2021 to Jul 2021
- University of Wisconsin - La CrosseAug 2020 to May 2021
- Bank FirstMay 2020 to Aug 2020
- University of Wisconsin - La CrosseAug 2019 to May 2020
- ApproyoMay 2019 to Aug 2019
- University of Wisconsin - La CrosseAug 2018 to May 2019
- Muza Sheet MetalJun 2018 to Aug 2018
- University of Wisconsin - La CrosseAug 2017 to May 2018
- Commonwealth ConstructionMay 2017 to Aug 2017
- St Mary's Springs AcademyMar 2013 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (MN, WI).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7326034
- Firm CRD
- 31194