James Robert Tabb
Investment adviser representative at LPL Financial LLC
10 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial, LLCJan 2021 to now
- Ica Group Wealth Management, LLCDec 2021 to Jun 2024
- Greenleaf Hospitality GroupFeb 2019 to Dec 2020
- Watergate HotelJan 2019 to Feb 2019
- Republic National Distributing CompanyJul 2018 to Jan 2019
- UnemployedApr 2018 to Jul 2018
- US Department of Defense - Edelweiss Lodge & ResortJan 2017 to Apr 2018
- Cmp GlobalOct 2016 to Jan 2017
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (MI, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7325693
- Firm CRD
- 6413