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Thomas Traynham

Investment adviser representative at Raymond James & Associates, Inc.
15 yearsExperience
2 statesRegistered in
$501BFirm assets
51 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

15 years in the industry.

  1. Raymond James & Associates, Inc.Mar 2026 to now
  2. LPL FinancialApr 2022 to Mar 2026
  3. Altus Wealth ManagementMar 2022 to Mar 2026
  4. Guardian Life Insurance CompanyNov 2021 to Mar 2022
  5. Park Avenue SecuritiesNov 2021 to Mar 2022
  6. Iron Horse FinancialJan 2021 to Nov 2021
  7. Regions BankJun 2020 to Dec 2020
  8. Full Time EducationOct 2011 to Jun 2020

Exams passed

  • Series 66 · Uniform Combined State Law2023

State registrations

Registered as an investment adviser representative in 2 states (LA, TX).

Raymond James & Associates, Inc.

$501BAssets managed
531,617Clients
5,571Advisers
51 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7322772
Firm CRD
705
Advisor's SEC record (opens in a new tab)
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