Samantha Angelina Caruso
Investment adviser representative at Raymond James Financial Services Advisors, Inc
13 yearsExperience
1 stateRegistered in
$390BFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Raymond James Financial Services Advisors, Inc.Apr 2026 to now
- Raymond James Financial Services, Inc.Apr 2026 to now
- UBS Financial Services Inc.Jun 2022 to Apr 2026
- Wells Fargo AdvisorsDec 2020 to Jun 2022
- Wells Fargo Clearing Services, LLCDec 2020 to Jun 2022
- Rochester City School DistrictFeb 2018 to Nov 2020
- Nazareth UniversityMay 2017 to Aug 2019
- Webster Central School DistrictMay 2017 to Feb 2018
- Nazareth College of RochesterOct 2014 to May 2017
- Nazareth College Men's Basketball Office (athletic Department)Aug 2013 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (NY).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7320901
- Firm CRD
- 149018