David Ocasio
Investment adviser representative at Horter Investment Management, LLC
21 yearsExperience
2 statesRegistered in
ChFC®Designation
$314.5MFirm assets
Are you David Ocasio? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
21 years in the industry.
- Horter Investment Management, LLCNov 2022 to now
- Ocasio Financial ServicesOct 2022 to now
- Highland Capital BrokerageAug 2005 to now
- Patriot Advisory GroupDec 2020 to Nov 2022
Designations
- ChFC®
Exams passed
No exams in this record.
State registrations
Registered as an investment adviser representative in 2 states (MD, VA).
Horter Investment Management, LLC
$314.5MAssets managed
1,337Clients
27Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7320539
- Firm CRD
- 119880