Matthew Joseph Defalco
Investment adviser representative at LPL Financial LLC
6 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
Are you Matthew Joseph Defalco? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
6 years in the industry.
- LPL Financial LLCMay 2022 to now
- Service 1st FcuNov 2020 to now
- Cuna Brokerage Services, Inc.Apr 2022 to May 2022
- UnemployedMay 2020 to Nov 2020
- Applied UnderwritersOct 2018 to May 2020
- UnemployedFeb 2018 to Oct 2018
- Defalco ConsultingMar 2016 to Jan 2018
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (PA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7320187
- Firm CRD
- 6413