Jacob Bauman
Investment adviser representative at Stifel, Nicolaus & Company, Incorporated
11 yearsExperience
1 stateRegistered in
$197.5BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Stifel, Nicolaus & Company, IncorporatedDec 2023 to now
- Oppenheimer & Co IncFeb 2022 to Dec 2023
- UBS Financial Services Inc.Jan 2021 to Feb 2022
- Ernst & YoungJun 2020 to Dec 2020
- One Liberty Properties IncJul 2019 to Aug 2019
- Paragon Global MarketsJun 2018 to Aug 2018
- University of FloridaAug 2016 to May 2020
- Gyro PalaceJun 2016 to Aug 2017
- Towne SearchJun 2015 to Aug 2017
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (NY).
Stifel, Nicolaus & Company, Incorporated
$197.5BAssets managed
236,191Clients
3,341Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7320146
- Firm CRD
- 793