Roman Gabriel Balogh
Investment adviser representative at Sera Capital Management, LLC
12 yearsExperience
1 stateRegistered in
$114.3MFirm assets
Under 1 yearFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
12 years in the industry.
- Sera Capital Management, LLCJun 2019 to now
- Scharf Investments, LLCJun 2018 to Sep 2018
- StarbucksFeb 2015 to Nov 2016
- University of California RiversideSep 2014 to Jun 2020
Exams passed
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (MD).
Sera Capital Management, LLC
Legal name: Sera Capital Management Limited Liability Company
$114.3MAssets managed
74Clients
5Advisers
Under 1 yearIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7320051
- Firm CRD
- 120896