Austin Terrel Carter
Investment adviser representative at Principal Advised Services
10 yearsExperience
2 statesRegistered in
$1.4BFirm assets
7 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Principal Advised ServicesJun 2024 to now
- Principal BankJun 2024 to now
- Principal Securities, Inc.Jul 2021 to now
- Principal Life Insurance CompanyJun 2021 to now
- Wells Fargo Clearing Services LLCOct 2020 to Jun 2021
- RhiOct 2020 to Jan 2021
- Sun and Ski SportsOct 2017 to Oct 2020
- United Event ServicesAug 2016 to Oct 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (IA, NC).
Principal Advised Services
Legal name: Principal Advised Services, LLC
$1.4BAssets managed
23,164Clients
231Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7319701
- Firm CRD
- 297324